1. Audit Question Set Section 1.3 Duty Holders
Submitted by developer on Fri, 08/04/2016 - 13:54ASEMS Document Version:
3.0
Effective From:
Monday, 9 January, 2017 - 01:15
Summary:
The Audit Question Set used as assurance in order to adhere to the policy described in policy clause 1.3.
audit_body_Text:
1.1. These questions address ASEMS Part 1, Clause 1.3 and DSA 01.1, Elements C and K
1.1.1. Organisational leadership, culture, capability and change management
1.1.1.1.
- Who within the team has responsibility for acquisition safety and where are their responsibilities recorded?
- Who issued the safety delegations and where did they obtain their authority to do so?
- On what basis were those receiving safety delegations considered SQEP?
- How was the scope of their safety responsibilities determined?
- Have those staff in receipt of delegations signed to indicate that they understand and accept them?
- How often are delegations reviewed and updated and where is the review periodicity stated?
- What records of reviews are maintained and are they up to date?
- How are delegations terminated / reissued following changes in personnel?
- How are delegations stored and linked to the equipment safety case?
1.1.2. Self - Assurance
1.1.2.1.
- What internal and / or external oversight has been carried out to assure the adequacy and effectiveness of the above arrangements and their outcomes?