1. Audit Question Set Section 2.1 Organisation and Arangements
Submitted by developer on Wed, 20/04/2016 - 08:13ASEMS Document Version:
3.0
Effective From:
Monday, 9 January, 2017 - 01:15
Summary:
The Audit Question Set used as assurance in order to adhere to the policy described in policy clause 2.1.
audit_body_Text:
1.1. These questions address ASEMS Part 1, Clause 2.1 and DSA 01.1, Elements A, B, C, H and K.
1.1.1. Applicable legislation, defence regulations, policy and guidance
1.1.1.1.
- What has management done to identify standards, regulations, certification and legal requirements needing to be complied with?
1.1.2. Information Management
1.1.2.1.
- Where are details of compliance status recorded and how are they reported as necessary?
- What follow up action is undertaken to address areas of weakness and where are details recorded?
1.1.3. Organisational leadership, culture, capability and change management
1.1.3.1.
- What has management done to foster a positive safety culture?
- How has management ensured that sufficient resources are in place to enable compliance?
- How has management informed its teams of the need to comply and the means of demonstrating compliance?
1.1.4. Supervision and control of activities
1.1.4.1.
- What management oversight and lines of communication have been established to monitor the status of compliance by teams?
1.1.5. Self - Assurance
1.1.5.1.
- What internal and / or external oversight has been carried out to assure the adequacy and effectiveness of the above arrangements and their outcomes?