1. Audit Question Set Section 3.4 Availability of Resources
Submitted by developer on Wed, 20/04/2016 - 10:20ASEMS Document Version:
3.0
Effective From:
Monday, 9 January, 2017 - 01:15
Summary:
The Audit Question Set used as assurance in order to adhere to the policy described in policy clause 3.4.
audit_body_Text:
1.1. These questions address ASEMS Part 1, Clause 3.4 and DSA 01.1, Elements C, D and K.
1.1.1. Organisational Leadership, Culture, Capability and Change Management
1.1.1.1.
- What activities have been carried out to establish the extent of the team’s S&EP responsibilities and determine what resources are needed to manage them?
- Who within management was responsible for obtaining the resources necessary and where was this recorded?
- Once the numbers of staff required became known, how did the team determine what S&EP competences they would need both individually and as a whole?
1.1.2. Personnel Competence and Training
1.1.2.1.
- How has the team ensured that personnel are already SQEP or have funded training plans in place to enable them to become SQEP?
1.1.3. Self - Assurance
1.1.3.1.
- What internal and / or external oversight has been carried out to assure the adequacy and effectiveness of the above arrangements and their outcomes?