1. Audit Question Set Section 5.2 Change Management
Submitted by developer on Wed, 20/04/2016 - 11:24ASEMS Document Version:
3.0
Effective From:
Monday, 9 January, 2017 - 01:15
Summary:
The Audit Question Set used as assurance in order to adhere to the policy described in policy clause 5.2.
audit_body_Text:
1.1. These questions address ASEMS Part 1, Clause 5.2 and DSA 01.1, Elements C, E, F, G and K.
1.1.1. Organisational Leadership, Culture, Capability and Change Management
1.1.1.1.
- How does management identify new risks or changes to risk levels for extant risks and where are details of its processes recorded?
- How are such risks managed and where are their details recorded?
1.1.2. Risk Assessments and Safety Cases
1.1.2.1.
- What arrangements were put in place for managing equipment risk during the development and in-service elements of the equipment life cycle and where are they documented?
1.1.3. Equipment / Materiel and Infrastructure Design and Manufacture
1.1.3.1.
- How did the team set out its equipment / infrastructure requirements; i.e. those associated with standards, certification, legislation and regulations and where are they recorded?
- How did the team set out its commissioning requirements and where are they recorded?
- At the point of equipment / infrastructure handover, how did the team establish that all criteria had been met and the need for any subsequent modifications identified?
- Where were details of the above recorded?
1.1.4. Equipment / Materiel and Infrastructure Maintenance
1.1.4.1.
- What arrangements are in place to review maintenance requirements following changes to equipment / infrastructure, their usage or their operating environments?
- Where are details of the above recorded?
1.1.5. Self – Assurance
1.1.5.1.
- How has the team assured itself that its requirements setting and checking processes are adequate and effective and where are the results recorded?