1. Audit Question Set Section 5.7 Non-Compliance Reporting
Submitted by developer on Thu, 21/04/2016 - 08:45ASEMS Document Version:
3.0
Effective From:
Monday, 9 January, 2017 - 01:15
Summary:
The Audit Question Set used as assurance in order to adhere to the policy described in policy clause 5.7.
audit_body_Text:
1.1. These questions address ASEMS Part 1, Clause 5.7 and DSA 01.1, Elements A, B, C, I and K.
1.1.1. Applicable Legislation, Defence Regulations, Policy and Guidance
1.1.1.1.
- What policies and procedures has the team identified for its management of non-compliance reporting and where are they recorded?
1.1.2. Information Management
1.1.2.1.
- How has the team informed relevant parties of its non-compliance reporting processes and where they can be found?
1.1.3. Organisational Leadership, Culture, Capability and Change Management
1.1.3.1.
- What corrective actions have management taken to address identified non-compliances and where are the details recorded?
1.1.4. Incident Management and Learning from Experience
1.1.4.1.
- What actions have management taken to ensure that non-compliances are reported, investigated, corrected and that lessons are learnt?
1.1.5. Self-Assurance
1.1.5.1.
- How has the team assured itself that its non-compliance management processes are adequate and effective and where are the results recorded?