1. Audit Question Set Section 6.3 Competence
Submitted by developer on Thu, 21/04/2016 - 10:29ASEMS Document Version:
3.0
Effective From:
Monday, 9 January, 2017 - 01:15
Summary:
The Audit Question Set used as assurance in order to adhere to the policy described in policy clause 6.4.
audit_body_Text:
1.1. These questions address ASEMS Part 1, Clause 6.3 and DSA 01.1, Elements A, C, D and K.
1.1.1. Applicable Legislation, Defence Regulations, Policy and Guidance
1.1.1.1.
- What policy and regulatory requirements related to competence has your team identified and how has it interpreted them for its use?
1.1.2. Organisational Leadership, Culture, Capability and Change Management
1.1.2.1.
- How has your team ensured that its staff, both individually and as a whole, have the competence necessary to conduct its activities?
- How does your team monitor changes to its business activities to ensure that it becomes aware of the need for new competences?
- Where are details of the above recorded?
1.1.3. Personnel Competence and Training
1.1.3.1.
- Where are details of training completed / outstanding recorded for each individual?
- Who is responsible for ensuring that only qualified staff carry out particular activities?
- How are training deficiencies tracked until addressed?
- Where are details of the above recorded?
1.1.4. Self-Assurance
1.1.4.1.
- How has the team assured itself that its competence management processes are adequate and effective and where are the results recorded?